Al Rosa Chief Compliance Director & Senior Executive Counsel

Alfred N. Rosa is Chief Compliance Director & Senior Executive Counsel for the General Electric Company (“GE”), reporting to GE’s General Counsel, Alexander Dimitrief. Al joined GE’s corporate litigation and legal policy staff in April 2005 and is responsible for developing and implementing processes that maintain and strengthen GE’s integrity culture (including leadership engagement, training, risk assessments and communications) in support of all of GE’s industries and worldwide operations. In addition, Al is also responsible for GE’s Global Ombuds Organization which includes a network of 500 full and part-time leaders. In 2014, Al was the recipient of GE’s Chairman’s award, GE’s highest managerial award. Al has been named 5 times to Ethisphere Magazine’s “Attorneys Who Matter List” as one of the “top ethics and compliance leaders” in the global legal field. Al is also the leader of GE’s Company-wide initiative on Regulatory Excellence. Al’s responsibilities include developing and/or optimizing global tools used by compliance organizations across the Company.

Prior to joining the corporate compliance staff, Al was the Senior Global Regulatory & Compliance Manager for GE Money, one of GE’s business units, reporting to GE Money’s Chief Compliance Officer from November 2002 through April 2005. In that capacity, Al was responsible for developing worldwide processes for anti-money laundering, insurance selling and numerous other processes for a leading global financial institution. Prior to that role, Al was a Litigation Counsel with GE Money from July 1999 through November 2002, responsible for a broad range of class action, individual and commercial disputes. Prior to his role as Litigation Counsel, Al held the role of Litigation Specialist for GE Money, responsible for individual escalated customer disputes and litigation matters from May 1998 through June 1999. Prior to joining GE in 1998, Al was an Associate with Prudential Insurance.

Al graduated from Connecticut College with a B.A., cum laude in political science (1992), and received his J.D. from the George Washington University National Law Center (1996). Al is a member of the New York Bar, and is a Connecticut Authorized House Counsel.